Tuesday, January 3, 2012

LIBYA: OUR FIRST COSMOPOLITAN WAR?

from FPRI:

LIBYA: OUR FIRST COSMOPOLITAN WAR?


by Jeremy Rabkin



May 24, 2011



Jeremy Rabkin is a professor of law at George Mason

University School of Law. His books include Law Without

Nations? (Princeton University Press, 2005), The Case for

Sovereignty (AEI Press, 2004), and Why Sovereignty Matters

(AEI Press, 1998). This essay is based on a presentation to

FPRI's Study Group on America and the West. An expanded

version will appear in the Fall 2011 issue of Orbis.



Available on the web and in pdf format at:

http://www.fpri.org/enotes/201105.rabkin.libya.html



LIBYA: OUR FIRST COSMOPOLITAN WAR?



by Jeremy Rabkin



The killing of Osama bin Laden provoked much cheering --

more than enough to drown out legalistic cavils from Human

Rights Watch and a variety of international law scholars

(notably more in Europe, than in the United States).



NATO, it seems, does not expect the same leniency toward its

intervention in Libya. Though the government in Tripoli has

claimed that members of Gaddafi's family have already been

killed in airstrikes, NATO officials have repeatedly

insisted they are not directly targeting Col. Gaddafi.



A different fate seems to be reserved for the Libyan

dictator. On May 16-nearly two months after the start of

NATO's air campaign-the Prosecutor of the International

Criminal Court announced that he was seeking an indictment

of Muammar Gaddafi for war crimes committed in the current

conflict.



Having sent Navy SEALs to kill bin Laden, do we propose to

deal with Gaddafi by unleashing fierce lawyers at the Hague?

But perhaps that is too fanciful. It is not likely that

NATO air strikes will deliver Gaddafi into the custody of

the ICC.



Still, the ICC Prosecutor's announcement underscores one of

the exceptional features of NATO's campaign. It is arguably

the first military conflict-certainly the first fought by

the leading participants from the West-fought under the

legal supervision of the International Criminal Court.



The ICC's role in the background may explain the

extraordinary restraint so far shown by NATO in its conduct

of this conflict. Or perhaps the involvement of the ICC is

merely a symptom of larger tendencies. It was a February

decision of the UN Security Council that invited the

Criminal Court to take jurisdiction over events in Libya.

Any one of the leading NATO powers (the United States,

Britain and France) could have vetoed that resolution but

they all welcomed the intervention of the international

prosecutor. The United States did insist on excluding itself

(and other non-parties to the ICC treaty) from the

resolution conferring special jurisdiction on the Court.

Other NATO states supported wording that would cover their

own forces in Libya.



Proximate and ultimate motivations may be disputed, but the

consequences are clear. We are now fighting-or at least,

conducting some sort of armed intervention-by very

constraining rules.



NEW RULES FOR WARFARE

The Statute of the International Criminal Court, adopted at

a conference in Rome in 1998, incorporates-usually

verbatim-prohibitions formulated in previous international

treaties on the conduct of war. Some provisions reflect

long-established principles, codified at the Hague Peace

Conference in 1899 and already then considered part of the

ethic of professional soldiers. So, for example, it is a

crime to kill enemy combatants who have already surrendered

or to aim attacks at hospitals or "places where the sick and

wounded are collected."



Other crimes, which can be prosecuted by the ICC, reflect

more recent and more ambitious standards of warfare. The

most important are standards set out in Additional Protocol

I to the Geneva Conventions, negotiated in the mid-1970s.

The conference which adopted these standards was the first

in which developing nations (or as they were then called,

Third World nations) formed the majority of participants. In

the name of humanitarian concern, they imposed severe

constraints on the advantages conferred by air power and

other advanced weaponry-the advantages which less developed

nations, of course, were less able to deploy. By contrast,

guerrilla fighters were accorded new protections, even when

they failed to observe customary and still acknowledged

rules of war, such as the obligation not to conceal

themselves among civilians.



Following AP I, the Statute of the ICC brings within the

definition of "war crimes" not only attacks on civilians but

intentional attacks on "civilian objects"-that is, buildings

or equipment not directly related to military activity.

Similarly, "destroying or seizing the enemy's property" is a

crime unless "imperatively demanded by the necessities of

war." The list of crimes does also include "utilizing"

civilians "to render certain points, areas or military

immune from military operations." But such prohibited

deployment of "human shields" does not relieve the attacker

of responsibility for causing harm to civilians-or even to

"civilian objects": "intentionally launching an attack"

causing harm to civilians or "damage to civilian objects,"

remains a war crime, when such harm or damage "would be

clearly excessive in relation to the concrete and direct

overall military advantage anticipated."



What all of this means is that commanders must focus on

limiting the enemy's immediate military capacities, but not

seek to impose larger costs on the opposing country or

government in the conflict. Does NATO take this seriously?

It seems to take these rules very seriously indeed.



At a parliamentary hearing on April 27-nearly six weeks into

the conflict-Britain's Defence minister, Liam Fox, was asked

about possible judgments against British personnel by the

ICC. He insisted that "we would set our assessment of

acceptable civilian casualties as close to zero as was

possible to be." A British military aide at the hearing

insisted that, when it came to decisions about "deliberate

targeting," "we address very carefully the issues of

necessity, proportionality and legality _ that is done

comprehensively throughout the NATO system. [The "legal

advice" is] delivered at all levels by legal advisers and

fundamentally back to the [UK] Attorney-General."



While there has been very little reliable ground reporting

on NATO air strikes, press statements from NATO give

indications of the restraint. NATO communiqu‚s constantly

speak about military targets. Spokesmen insist that attacks

on Gaddafi compounds are attempts to disrupt "command and

control centers" of military operations, not to threaten

political leaders in Tripoli. On May 10, General Claudio

Gabellini, NATO's chief operations officer for Libya,

explained that air strikes against Gaddafi forces attacking

Misrata were constrained by "the proximity of government

forces to civilian areas." On the same day, Reuters reported

a NATO claim that in enforcing its arms embargo, NATO had

hailed 884 vessels approaching ports in Libya-and "diverted"

five of them. Thus it seems that the overwhelming bulk of

seaborne traffic in and out of ports controlled by Gaddafi

had not been "diverted."



By May 15, General David Richards, Britain's chief of

defense staff, was quoted in the Sunday Telegraph, warning

that NATO must "up the ante" or risk "Gaddafi clinging to

power." "At present, NATO is not attacking infrastructure

targets in Libya," he said. "But if we want to increase the

pressure on Gaddafi's regime then we need to give serious

consideration to increasing the range of targets we can

hit."



Does this restraint simply reflect fear of condemnation by

the International Criminal Court? The ICC has no police.

Even if it tries to indict NATO officials, it cannot arrest

them on its own. It would not be hard even for European

governments to defy the ICC Prosecutor, if that seemed

necessary. But European governments seem determined to show

they are respecting ICC rules.



WHAT COMPELS COMPLIANCE WITH NEW CONSTRAINTS?

Quite apart from the hovering presence of the International

Criminal Court, NATO seems inhibited by its determination to

confine its operations within the bounds of the Security

Council resolution authorizing intervention-Resolution 1973,

which speaks only of protecting civilians. While there is

room for dispute about interpretation of the resolution, it

is generally agreed that it does not authorize outside

powers to remove Gaddafi from power and install a new

government. Attacks on military facilities are readily

justified as reducing Gaddafi's capacity to threaten

civilians. Attacks on Libyan economic assets might increase

pressure on the government to abandon the fight, but are

much more removed from the ostensible mandate of protecting

civilians.



Taking the UN resolution as the limit of NATO authority,

however, presents all sorts of difficulties-some obvious,

some less so. The most obvious is that, so long as the

fighting continues, civilians remain at risk and it is

claimed thousands have already died. With all its efforts to

avoid "collateral damage" to civilians, NATO bombing has

claimed some lives of bystanders. Gaddafi spokesmen insist

the casualties include women, children and Muslim clerics.

Meanwhile, Libyan government forces have used artillery to

bombard rebel towns, seemingly with no concern to avoid

civilian casualties.



The Security Council resolution specifically prohibits

"occupation forces" which NATO spokesmen have treated as a

prohibition against ground troops. The resolution also

imposes an arms embargo, which NATO interprets as limiting

aid to rebel forces, excluding all but limited defensive

equipment, such as body armor. NATO spokesmen indeed insist

that NATO is not taking sides in what is plainly an ongoing

war between government forces and rebels. Neither the United

States nor the United Kingdom have actually recognized the

rebel council in Benghazi as the rightful government of

Libya (or even as the de facto governing authority in

eastern Libya).



What makes these inhibitions all the more strange is that

the Obama administration and the British and French

governments have openly and repeatedly acknowledged that

they do wish to see Gaddafi removed from power. Yet they

still insist that this is not the aim of their military

operations. Given the aim of removing Gaddafi, it is

understandable that NATO has repeatedly rejected offers from

Gaddafi for some sort of cease-fire or some agreement on

limiting attacks. Gaddafi has been accused of continuing to

launch attacks even while offering to stop the fighting.



But if Gaddafi can't be trusted now, how he can be trusted

later, especially if civilian rebels remain in the field?

How can NATO claim to have assured safety to civilians if it

cannot remove Gaddafi from power? How can it hope to ensure

Gaddafi's removal from power, if it insists on observing

very constraining rules of engagement?



In most wars, continuation of fighting risks escalation of

war aims and war methods. That provides an incentive for the

weaker side to stand down earlier. Here, NATO seems to have

tied its hands from the outset.



It may be that the Security Council resolution is merely a

legal formality, behind which stands the fragility of the

actual coalition. NATO leaders have pointed to the

diplomatic value of the intervention's initial support from

the Arab League. But only Qatar has supplied actual

fighting personnel to the NATO campaign (and a rather token

contribution, at that). More prominent Arab government have

expressed doubts and concerns about the widening and

protracted NATO campaign. It is not obvious that keeping

Qatar in the coalition adds very much. Kuwait's support for

the toppling of Saddam Hussein in 2003 did not deter most

Arab governments from denouncing the British and American

involvement the subsequent fighting in Iraq.



There is, finally, President Obama's particular problem. At

the outset of American intervention, the White House

released a memo from the Office of Legal Counsel in the

Justice Department, arguing that the operation would be very

limited in scope and duration and therefore did not require

authorization from Congress. The 1973 War Powers Act does

acknowledge that presidents may be justified in committing

U.S. forces to an external conflict for up to 60 days

without congressional authorization. When the 60-day limit

expired on May 20, the White House issued a letter insisting

that U.S. involvement was too peripheral to count as a

"war," since NATO had taken responsibility for strategic

direction in April and most sorties since then have been

flown by British and French pilots.



This posture encapsulates the oddness of the whole venture:

the humanitarian crisis in Libya was, by this reasoning,

sufficient to justify military intervention-but not

sufficient to justify the level of commitment that might

prove necessary for successful intervention. It is unusual

in military history for nations to declare so openly that

they regard a war as a mere speculative venture, which they

are quite prepared to lose, if its costs exceed a certain

low ceiling. But such self-imposed restraints may go in a

package with the idea of "humanitarian war."



CAN THERE BE VICTORY IN COSMOPOLITAN WAR?

It may all seem logical from a certain perspective-a

comforting perspective for human rights advocacy groups and

a broad current of opinion gaining strength in Europe. Legal

analysts for the International Committee of the Red Cross in

Geneva insist that international humanitarian law-the term

they prefer for describing the accumulating body of rules

supposed to govern the conduct of armed conflict-should be

seen as merely a branch of international human rights law.

As the world now has treaties guaranteeing every person

basic rights against his (or her) own government, so the

world has rules and standards that guarantee constraint in

warfare.



What is supposed to be true for all wars might seem

especially appropriate for a war authorized by the United

Nations on humanitarian grounds. Just as police operate

under constraints in quelling domestic disturbances, so, on

this view, in a humanitarian intervention, military

operations must remain bound by carefully limited rules of

engagement.



And so we end up with an armed intervention that is not

fought like a war. If it is a humanitarian intervention,

however, it must be acknowledged to have been a preemptive

intervention. After rebel risings in February, it was feared

that Gaddafi would unleash massacres on civilians in

Benghazi and other rebel strong-holds. But he had not yet

done so (at least on any large scale) when the intervention

began in late March. NATO intervention did not put an end to

conflict and casualties. Quite the contrary.



Estimates of Libyan casualties since the start of NATO

intervention range from 2,000 to 10,000 in only two months.

To put those figures into perspective, the most reliable

estimates put the civilian death toll for six years of

fighting in Iraq (2003- 2009) at about 100,000, in a country

with six times the population of Libya. In proportionate

terms, the Libyan conflict has, in two months, achieved a

level of fatalities that is between one quarter and one half

of what Iraq endured over six years. If the conflict in

Libya continues much longer, it will not look like a clear,

clean victory for humanity, even if NATO claims to be

scrupulous in its adherence to humanitarian rules of combat.



But the humanitarian toll in Libya is far from the only

consideration. Domestic police can afford to exercise

restraint, because most of the population is assumed to be

generally law-abiding, or at least compliant with police

directives. The world cannot be assumed to show a similar

degree of compliance with international law or the

pronouncements of UN bodies. What happens in Libya will

inevitably affect the calculations of governments in future

conflicts. A long, inconclusive struggle will make NATO

think twice before mounting such an intervention in the

future. More importantly, it may generate still stronger

doubts in other countries about NATO's future resolve.



American authorities may think they are holding to special

constraints here, because it is "only" a humanitarian

mission. The distinction may not seem at all so clear to

others-even in NATO countries. The Statute of the

International Criminal Court, for example, makes no

distinction between rules that apply in well-meaning

interventions as compared with other conflicts. What we have

embraced in Libya is a set of rules that make effective war-

making very difficult.



There is a fundamental point in the background, which seems

to exert some gravitational influence, even if it is rarely

acknowledged. Much as we would welcome respect for human

rights around the world, the world in which we now live is

not organized to protect the rights of humanity at large.

National governments wield decisive force in our world. The

United Nations and the International Criminal Court have no

force of their own. They remain, in terms of force

projection, entirely parasitic on the forces of member

states. In our world, the protection of human rights depends

on the strength of states which respect human rights-and

their first priority must be protecting the rights of their

own citizens. In the last resort, that may require war. War

is not a police intervention but a struggle between states

or at least between political communities. War is not merely

an effort to disarm opponents but to coerce them, for which

many tools may be relevant.



To see how far we have come from traditional understandings,

one need only glance at the UN Charter. True, it seems

premised on the highly optimistic assumption that,

notwithstanding the veto power granted to each of its five

permanent members, the Security Council will be able to

order decisive action to suppress "breaches of the peace"

and even "threats to the peace." But the framers of the

Charter still assumed that dealing with threats required a

good deal of force. The Council was authorized to enforce

"blockades" by air, sea and land, without any stipulation

that civilians must not be hurt. The Council was authorized

to unloose an international bomber force, without any

stipulation that bombs must not impose civilian casualties

(let alone "damage to civilian objects").



Our current notions seem to reflect the cosmopolitan notion

that we must care about everyone equally. In 2005, one of

the leading theorists of cosmopolitan ethics, David Held of

the London School of Economics, defined it this way:

"Humankind belongs to a single moral realm in which each

person is regarded as equally worthy of respect and

consideration." If you take this seriously enough, you will

find it very hard to fight a successful war.



It is ironic-but hardly a mere coincidence-that Prof. Held

served as the dissertation advisor for Saif al-Islam

Gaddafi, while the dictator's son was writing about global

governance at the London School of Economics. Libya provided

the LSE with some $2 million while the younger Gaddafi was

there.



At the start of the current conflict, the LSE announced that

it would take no more funding from the Gaddafi government.

It remains to be seen whether the influence of cosmopolitan

pieties-which no doubt made it much easier for an

institution like LSE to embrace support from a mad dictator

like Gaddafi-will be as easily curtailed, when western armed

forces face more serious challenges than Gaddafi's Libya.



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